Conversion Specialist
FINRA Compliance Regulations
Financial Services
Compliance
Finance
Banking
Expert Witness and Litigation Support
B/D Platform System Conversions
Merging Broker-Dealers
Correspondent Clearing Firms
Broker/Dealer AML WSPs
Anti-Money Laundering Testing
Security
Contract Negotiations
Broker-Dealer Start-ups
Consulting Expert - Introducing and Clearing Brokers
Project Managment
Small Broker-Dealer Mergers & Aquisitions