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Halyard Compliance LLC

2 employees

Halyard Compliance provides a complete range of crowdfunding, municipal advisor, and broker-dealer compliance consulting services.

Basic info

Industry

financial services

Sectors

Annual Reviews
Crowdfunding
Compliance
Gap Analysis and Procedure Construction
Futures Commission Merchants
Marketing Material Reviews
Commodity Trading Advisors
Funding Portals
Ongoing Support Services
Private Placements
Anti-Money Laundering (AML)
Investment Companies
Capital Markets
Financial Services
Forex Dealers
Supervisory Control Reviews
BDs
Broker-Dealers
Municipal Advisors
Crisis Management
Consulting
Elevating Compliance Programs (tm)
Investment Advisors
Independent Consultant (AWC)
Membership Applications

Date founded

2009

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