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Halyard Compliance LLC

2 employees

Halyard Compliance provides a complete range of crowdfunding, municipal advisor, and broker-dealer compliance consulting services.

Basic info

Industry

financial services

Sectors

Marketing Material Reviews
Investment Advisors
Funding Portals
Crowdfunding
Private Placements
Independent Consultant (AWC)
Gap Analysis and Procedure Construction
Consulting
BDs
Broker-Dealers
Compliance
Municipal Advisors
Supervisory Control Reviews
Crisis Management
Futures Commission Merchants
Membership Applications
Commodity Trading Advisors
Elevating Compliance Programs (tm)
Investment Companies
Ongoing Support Services
Anti-Money Laundering (AML)
Annual Reviews
Capital Markets
Financial Services
Forex Dealers

Date founded

2009

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