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ROTH Capital Partners

172 employees

ROTH Capital Partners is an investment banking firm dedicated to the small-cap public market.

Investor insights

Sectors invested in

Health Care9
Biotechnology7
Mobile6
Medical5
Virtual Reality4
Online games3
Online Games3
Console games3
MMO Games3
Mobile games3
MMOs3
Mobile Apps3
Pharmaceutical3
E-Commerce3
Energy3
Information Technology3
Electronics2
Software2
Lifestyle2
Health Diagnostics2

Funding rounds participated in

$18M sweet spot round size

Most of their 35 investments are in rounds between $7.9M and $34M

Investor type

Investment Bank

Basic info

Industry

investment banking

Sectors

Wealth Management
Capital Raising
Analytical Research
Investor Conferences
Registered Directs
Banking
Institutional Sales
Follow-ons
Private Placements
Corporate Access
Market Making
OTCQX
Financial Services
Investment Banking Services
PIPEs
Trading
IPOs
Research Coverage
M&A Advisory

Date founded

1984

Investments made

U

Undisclosed raised $30M on January 19, 2023

Investors: Craig-Hallum Capital Group and ROTH Capital Partners

U

Undisclosed raised $22M on December 9, 2021

Investors: Trog Hawley Capital LLC, Clerisy, Aquila Capital Partners, Fiserv, Wellington Partners and ROTH Capital Partners

U

Undisclosed raised $50M on July 1, 2021

Investors: ROTH Capital Partners

F

FalconStor Software raised $3.3M on June 1, 2021

Investors: ROTH Capital Partners

C

Cambium Networks raised $96M on June 1, 2021

Investors: ROTH Capital Partners

C

CELSIUS Holdings, Inc. raised $462M on June 1, 2021

Investors: ROTH Capital Partners

U

Undisclosed raised $7.9M on May 1, 2021

Investors: ROTH Capital Partners

A

ADOMANI, Inc. raised $17M on May 1, 2021

Investors: ROTH Capital Partners

O

Ocugen raised $100M on April 23, 2021

Investors: ROTH Capital Partners

G

Giga-tronics raised $1.5M on April 1, 2021

Investors: ROTH Capital Partners

FAQ