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SEC Compliance Consultants, Inc. (SEC3)

9 employees

SEC3 specializes in registration, compliance partnership, mock audits, outsourced CCO, and independent compliance consultant services.

Basic info

financial services

Investment Adviser Regulation

Investment Company Regulation

Personal Trading Compliance

Compliance

Director Training

Investment Company Outsourced CCO Services

CFTC/NFA Regulation

Hedge Funds

Private Equity Funds

Real Estate Funds

Consulting

Broker Dealer Regulation

2003