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SEC Compliance Consultants, Inc. (SEC3)

9 employees

SEC3 specializes in registration, compliance partnership, mock audits, outsourced CCO, and independent compliance consultant services.

Basic info

financial services

Hedge Funds

Investment Company Outsourced CCO Services

Real Estate Funds

CFTC/NFA Regulation

Broker Dealer Regulation

Private Equity Funds

Consulting

Investment Company Regulation

Personal Trading Compliance

Director Training

Investment Adviser Regulation

Compliance

2003