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Smart RIA

25 employees

SmartRIA's stated mission is to be the best SaaS company in the world at simplifying compliance for financial services.

Basic info

Industry

financial services

Sectors

Data Governance

RIA Compliance

Compliance Services

Cybersecurity

Software

Email Archiving

Information Technology

Vendor Due Diligence

Employee Trade Monitoring

Compliance Software

SaaS

Financial Services

FinTech

Books and Records

Compliance

Audit Reports

Business Continuity

Date founded

2011

Funding rounds raised

Total raised

$300K

from 4 investors over 4 rounds

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Smart RIA raised undisclosed on March 30, 2023

Investors: Dynasty Financial Partners and MarketCounsel

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Smart RIA raised $300K on July 16, 2019

Investors: Connetic Ventures

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Smart RIA raised $50K on November 20, 2018