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Smart RIA

25 employees

SmartRIA's stated mission is to be the best SaaS company in the world at simplifying compliance for financial services.

Basic info

Industry

financial services

Sectors

Financial Services

Compliance

SaaS

RIA Compliance

Cybersecurity

Vendor Due Diligence

Compliance Services

Books and Records

Audit Reports

FinTech

Software

Employee Trade Monitoring

Compliance Software

Data Governance

Business Continuity

Email Archiving

Information Technology

Date founded

2011

Funding rounds raised

Total raised

$300K

from 4 investors over 4 rounds

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Smart RIA raised undisclosed on March 30, 2023

Investors: Dynasty Financial Partners and MarketCounsel

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Smart RIA raised $300K on July 16, 2019

Investors: Connetic Ventures

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Smart RIA raised $50K on November 20, 2018